Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Gerhardt Steinbrueck | 1979688 | 1 | 05/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Edwin Lagrange | 4401859 | 3 | 03/30/2015 | Customer Dispute | Denied | $9,952.46 | $0.00 | See FINRA Report |
| David Richard Rasmussen | 3259422 | 1 | 10/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martha Ann Vrieze | 4610990 | 1 | 05/15/2014 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Debra Lynne Jans | 4678790 | 1 | 05/12/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Daniel Martin Klug | 2707572 | 1 | 05/06/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bradley Dennis Wuertz | 1583496 | 1 | 04/21/2014 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| Cris Alan Moore | 2148421 | 1 | 03/26/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Charles Patterson | 5377948 | 2 | 05/01/2013 | Customer Dispute | Denied | $25,383.20 | $0.00 | See FINRA Report |
| Michael Kurt Meyer | 5043263 | 1 | 06/08/2012 | Customer Dispute | Denied | $11,134.00 | $0.00 | See FINRA Report |