Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Edward Meyers | 6163155 | 1 | 06/19/2018 | Customer Dispute | Denied | $5,087.40 | $0.00 | See FINRA Report |
| Michael Joseph Cornelius | 1933716 | 1 | 05/21/2018 | Customer Dispute | Denied | $8,499.05 | $0.00 | See FINRA Report |
| Mickey Allen Jordan | 6488235 | 1 | 04/24/2018 | Customer Dispute | Denied | $6,161.48 | $0.00 | See FINRA Report |
| Kendall Ray Heetland | 6060847 | 1 | 04/16/2018 | Customer Dispute | Denied | $10,629.80 | $0.00 | See FINRA Report |
| Michelle Joy Nisbet | 2908863 | 1 | 03/19/2018 | Customer Dispute | Denied | $38,632.00 | $0.00 | See FINRA Report |
| Michael Joseph Coughlin | 5848074 | 1 | 03/19/2018 | Customer Dispute | Denied | $38,632.00 | $0.00 | See FINRA Report |
| John Clark Arons | 2572588 | 1 | 01/29/2018 | Customer Dispute | Denied | $26,906.10 | $0.00 | See FINRA Report |
| Alex Boyd Linder | 4862230 | 1 | 12/08/2017 | Customer Dispute | Denied | $8,749.19 | $0.00 | See FINRA Report |
| Alfred William Todd | 2572185 | 2 | 11/07/2017 | Customer Dispute | Denied | $11,803.90 | $0.00 | See FINRA Report |
| Alan Keith Hyatt | 2173915 | 2 | 10/16/2017 | Customer Dispute | Denied | $14,292.90 | $0.00 | See FINRA Report |