Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Casey Klein | 5631328 | 1 | 11/02/2021 | Customer Dispute | Denied | $11,147.00 | $0.00 | See FINRA Report |
| Thomas Michael Noon | 3106515 | 1 | 03/02/2021 | Customer Dispute | Denied | $28,057.70 | $0.00 | See FINRA Report |
| Brian Doyle Hessong | 5110685 | 1 | 08/13/2020 | Customer Dispute | Denied | $15,513.60 | $0.00 | See FINRA Report |
| Bradley Allan Blodnick | 6289063 | 1 | 05/14/2020 | Customer Dispute | Denied | $25,686.20 | $0.00 | See FINRA Report |
| Erik Lowell Haworth | 6252920 | 1 | 04/24/2020 | Customer Dispute | Denied | $6,845.49 | $0.00 | See FINRA Report |
| Michael John Buric | 6304491 | 1 | 03/11/2020 | Customer Dispute | Denied | $23,585.00 | $0.00 | See FINRA Report |
| Steven Roger Sievers | 6060451 | 1 | 03/11/2020 | Customer Dispute | Denied | $11,235.20 | $0.00 | See FINRA Report |
| Christopher David Grant | 6746710 | 1 | 01/16/2020 | Customer Dispute | Denied | $25,759.60 | $0.00 | See FINRA Report |
| Kimberly Sue Dwyer | 6642582 | 2 | 11/06/2019 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Kevin Dale Webb | 5728604 | 1 | 09/16/2019 | Customer Dispute | Denied | $207,873.00 | $0.00 | See FINRA Report |