Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Karl Anderson | 2150258 | 1 | 03/08/2006 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| James Henry Wegner | 1625775 | 1 | 06/14/2005 | Customer Dispute | Denied | $3,065.82 | $0.00 | See FINRA Report |
| Jonathan Michael Edmonds | 2234813 | 2 | 01/14/2005 | Customer Dispute | Denied | $5,094.00 | $0.00 | See FINRA Report |
| Kent Scott Larson | 2772853 | 4 | 10/13/2003 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| Troy Fredric Keesling | 3171931 | 1 | 05/19/2003 | Customer Dispute | Denied | $9,328.15 | $0.00 | See FINRA Report |
| David J Elliott | 1877452 | 1 | 06/27/2001 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |