Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Michael Erickson | 5976809 | 1 | 03/22/2016 | Customer Dispute | Settled | $23,381.50 | $0.00 | See FINRA Report |
| Philip Brian Novicki | 4205875 | 2 | 03/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hovik John Mavyan | 5550128 | 2 | 02/11/2016 | Customer Dispute | Denied | $8,508.00 | $0.00 | See FINRA Report |
| Corey Michael Cox | 3102810 | 2 | 12/15/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shawn Eric Steffens | 4953541 | 1 | 09/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Douglas Reichert | 5517628 | 1 | 09/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hernan Perez | 2441013 | 3 | 09/21/2015 | Customer Dispute | Denied | $37,671.00 | $0.00 | See FINRA Report |
| Brandon Keith Sparks | 2978692 | 1 | 09/08/2015 | Customer Dispute | Withdrawn | $16,706.20 | $0.00 | See FINRA Report |
| Deanna Irene Edwards | 5103130 | 1 | 08/07/2015 | Customer Dispute | Denied | $5,437.52 | $0.00 | See FINRA Report |
| Kevin Karl Braunschweiger | 2531967 | 3 | 08/06/2015 | Customer Dispute | Settled | $51,615.90 | $0.00 | See FINRA Report |