Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Charles Kesting | 2232536 | 1 | 02/06/2017 | Customer Dispute | Denied | $26,560.10 | $0.00 | See FINRA Report |
| Mark Robert Mansur | 5925000 | 2 | 12/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard David Wolf | 1014251 | 2 | 10/12/2016 | Customer Dispute | Settled | $5,507.73 | $0.00 | See FINRA Report |
| Lane Earl Albrecht | 2152775 | 2 | 07/25/2016 | Customer Dispute | Denied | $8,391.40 | $0.00 | See FINRA Report |
| Erik Karsten Lundring | 2246753 | 1 | 07/06/2016 | Customer Dispute | Settled | $30,207.00 | $0.00 | See FINRA Report |
| Brian Robert Boyle | 3274584 | 1 | 07/06/2016 | Customer Dispute | Closed-No Action | $30,207.00 | $0.00 | See FINRA Report |
| Benjamin John Wedell | 2202040 | 2 | 06/21/2016 | Customer Dispute | Denied | $7,788.76 | $0.00 | See FINRA Report |
| Steven James Stoller | 4631560 | 1 | 05/24/2016 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Brian Carl Ginter | 5340072 | 1 | 05/16/2016 | Customer Dispute | Settled | $7,532.00 | $0.00 | See FINRA Report |
| Corey Michael Cox | 3102810 | 2 | 05/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |