Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Coughlin | 5848074 | 1 | 03/19/2018 | Customer Dispute | Denied | $38,632.00 | $0.00 | See FINRA Report |
| John Clark Arons | 2572588 | 1 | 01/29/2018 | Customer Dispute | Denied | $26,906.10 | $0.00 | See FINRA Report |
| Alex Boyd Linder | 4862230 | 1 | 12/08/2017 | Customer Dispute | Denied | $8,749.19 | $0.00 | See FINRA Report |
| Christopher William Janssen | 5692938 | 1 | 11/30/2017 | Customer Dispute | Settled | $9,622.33 | $0.00 | See FINRA Report |
| Alfred William Todd | 2572185 | 2 | 11/07/2017 | Customer Dispute | Denied | $11,803.90 | $0.00 | See FINRA Report |
| Alan Keith Hyatt | 2173915 | 2 | 10/16/2017 | Customer Dispute | Denied | $14,292.90 | $0.00 | See FINRA Report |
| Travis Joseph Kloehn | 5612318 | 1 | 10/02/2017 | Customer Dispute | Denied | $16,528.70 | $0.00 | See FINRA Report |
| Carol Marie Sullivan | 5637227 | 1 | 09/20/2017 | Customer Dispute | Closed-No Action | $418,390.00 | $0.00 | See FINRA Report |
| Hernan Perez | 2441013 | 3 | 07/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sheila Rae Johnson | 6084105 | 1 | 03/20/2017 | Customer Dispute | Settled | $14,674.20 | $0.00 | See FINRA Report |