Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Ray Nelson | 5595068 | 1 | 11/01/2018 | Customer Dispute | Denied | $8,024.52 | $0.00 | See FINRA Report |
| Gregory Post Weber | 6239049 | 1 | 10/31/2018 | Customer Dispute | Denied | $66,720.60 | $0.00 | See FINRA Report |
| Bradley Douglas Brager | 5997268 | 2 | 09/14/2018 | Customer Dispute | Denied | $20,192.60 | $0.00 | See FINRA Report |
| Bradley Douglas Brager | 5997268 | 2 | 08/30/2018 | Customer Dispute | Settled | $24,449.10 | $0.00 | See FINRA Report |
| Daniel Edward Meyers | 6163155 | 1 | 06/19/2018 | Customer Dispute | Denied | $5,087.40 | $0.00 | See FINRA Report |
| Michael Joseph Cornelius | 1933716 | 1 | 05/21/2018 | Customer Dispute | Denied | $8,499.05 | $0.00 | See FINRA Report |
| Raeann Kusch | 2430985 | 1 | 05/17/2018 | Customer Dispute | Settled | $13,344.40 | $0.00 | See FINRA Report |
| Mickey Allen Jordan | 6488235 | 1 | 04/24/2018 | Customer Dispute | Denied | $6,161.48 | $0.00 | See FINRA Report |
| Kendall Ray Heetland | 6060847 | 1 | 04/16/2018 | Customer Dispute | Denied | $10,629.80 | $0.00 | See FINRA Report |
| Michelle Joy Nisbet | 2908863 | 1 | 03/19/2018 | Customer Dispute | Denied | $38,632.00 | $0.00 | See FINRA Report |