Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dale Webb | 5728604 | 1 | 09/16/2019 | Customer Dispute | Denied | $207,873.00 | $0.00 | See FINRA Report |
| John Laurin Thurlow | 5714167 | 1 | 09/16/2019 | Customer Dispute | Settled | $9,181.74 | $0.00 | See FINRA Report |
| Kevin Lee Jensen | 5048787 | 1 | 07/08/2019 | Customer Dispute | Denied | $9,326.06 | $0.00 | See FINRA Report |
| Lana N Gore | 5000812 | 1 | 07/08/2019 | Customer Dispute | Denied | $9,326.06 | $0.00 | See FINRA Report |
| Scott Jeffery Schultz | 3193480 | 1 | 06/18/2019 | Customer Dispute | Denied | $37,223.40 | $0.00 | See FINRA Report |
| Nicholas Danny Romero | 6594130 | 1 | 04/18/2019 | Customer Dispute | Denied | $12,267.10 | $0.00 | See FINRA Report |
| Thomas Scott Gearhart | 3238046 | 1 | 04/08/2019 | Customer Dispute | Denied | $14,969.40 | $0.00 | See FINRA Report |
| Alan Ives Caulkins | 1955686 | 1 | 01/23/2019 | Customer Dispute | Denied | $81,476.10 | $0.00 | See FINRA Report |
| Mark Manning | 2920797 | 1 | 01/21/2019 | Customer Dispute | Withdrawn | $11,786.50 | $0.00 | See FINRA Report |
| Daniel Lee Nickodemus | 2098596 | 1 | 11/09/2018 | Customer Dispute | Denied | $8,452.18 | $0.00 | See FINRA Report |