Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Lowell Haworth | 6252920 | 1 | 04/24/2020 | Customer Dispute | Denied | $6,845.49 | $0.00 | See FINRA Report |
| Erik Ervin Mons Teig | 6458912 | 1 | 04/03/2020 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Doris Wynnette Cheek | 4024977 | 1 | 03/13/2020 | Customer Dispute | Settled | $22,014.00 | $0.00 | See FINRA Report |
| Michael John Buric | 6304491 | 1 | 03/11/2020 | Customer Dispute | Denied | $23,585.00 | $0.00 | See FINRA Report |
| Steven Roger Sievers | 6060451 | 1 | 03/11/2020 | Customer Dispute | Denied | $11,235.20 | $0.00 | See FINRA Report |
| Christopher David Grant | 6746710 | 1 | 01/16/2020 | Customer Dispute | Denied | $25,759.60 | $0.00 | See FINRA Report |
| Kimberly Sue Dwyer | 6642582 | 2 | 11/06/2019 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Bradley Paul Markwell | 4519631 | 3 | 10/14/2019 | Customer Dispute | Settled | $5,041.61 | $0.00 | See FINRA Report |
| Eric Dean Brady | 2152702 | 1 | 09/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Scott Dunn | 7008402 | 1 | 09/16/2019 | Customer Dispute | Settled | $9,181.74 | $0.00 | See FINRA Report |