Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Edward Bielicki | 6726129 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $13,357.00 | $0.00 | See FINRA Report |
| Robert Casey Klein | 5631328 | 1 | 11/02/2021 | Customer Dispute | Denied | $11,147.00 | $0.00 | See FINRA Report |
| Nathan Drews | 5916610 | 1 | 04/21/2021 | Customer Dispute | Closed-No Action | $13,811.00 | $0.00 | See FINRA Report |
| Michael Weister | 5819486 | 3 | 03/30/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Noon | 3106515 | 1 | 03/02/2021 | Customer Dispute | Denied | $28,057.70 | $0.00 | See FINRA Report |
| Neil Ivan Zeller | 2976118 | 1 | 12/23/2020 | Customer Dispute | Settled | $10,473.00 | $0.00 | See FINRA Report |
| Stephen Paul Miller | 5891387 | 1 | 12/16/2020 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Brian Doyle Hessong | 5110685 | 1 | 08/13/2020 | Customer Dispute | Denied | $15,513.60 | $0.00 | See FINRA Report |
| Bradley Allan Blodnick | 6289063 | 1 | 05/14/2020 | Customer Dispute | Denied | $25,686.20 | $0.00 | See FINRA Report |
| Mark Alan Peterson | 4485199 | 2 | 04/25/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |