Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert George Klock | 2966884 | 1 | 05/13/2005 | Customer Dispute | Settled | $7,495.00 | $0.00 | See FINRA Report |
| Mary C Abundo | 1246048 | 1 | 02/07/2005 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Jonathan Michael Edmonds | 2234813 | 2 | 01/14/2005 | Customer Dispute | Denied | $5,094.00 | $0.00 | See FINRA Report |
| Kent Scott Larson | 2772853 | 4 | 10/04/2004 | Customer Dispute | Closed-No Action | $9,800.00 | $0.00 | See FINRA Report |
| Dwight James Vanvleet | 3270164 | 1 | 08/05/2004 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Benjamin John Wedell | 2202040 | 2 | 07/19/2004 | Customer Dispute | Closed-No Action | $157.00 | $0.00 | See FINRA Report |
| Kent Scott Larson | 2772853 | 4 | 10/27/2003 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| Kent Scott Larson | 2772853 | 4 | 10/13/2003 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| David Darwin Collins | 1932366 | 1 | 08/27/2003 | Customer Dispute | Closed-No Action | $37,024.10 | $0.00 | See FINRA Report |
| Timothy Ray Griesse | 1019806 | 3 | 07/03/2003 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |