Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darcy Michael Brown | 2332309 | 1 | 02/27/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Peterson | 4485199 | 2 | 10/24/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| William Edwin Lagrange | 4401859 | 3 | 08/22/2006 | Customer Dispute | Settled | $10,400.00 | $0.00 | See FINRA Report |
| David William Brown | 2178827 | 1 | 06/28/2006 | Customer Dispute | Settled | $51,914.40 | $0.00 | See FINRA Report |
| Mark Edward Reedy | 4148258 | 1 | 03/30/2006 | Customer Dispute | Closed-No Action | $10,500.00 | $0.00 | See FINRA Report |
| Brian Karl Anderson | 2150258 | 1 | 03/08/2006 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Paul Allen Cantrell | 4421886 | 1 | 11/16/2005 | Customer Dispute | Settled | $6,108.34 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 07/25/2005 | Customer Dispute | Closed-No Action | $6,834.92 | $0.00 | See FINRA Report |
| Bradley Paul Markwell | 4519631 | 3 | 07/06/2005 | Customer Dispute | Settled | $6,364.00 | $0.00 | See FINRA Report |
| James Henry Wegner | 1625775 | 1 | 06/14/2005 | Customer Dispute | Denied | $3,065.82 | $0.00 | See FINRA Report |