Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Molin | 3063831 | 2 | 03/17/2008 | Customer Dispute | Closed-No Action | $119,072.00 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 03/17/2008 | Customer Dispute | Closed-No Action | $119,072.00 | $0.00 | See FINRA Report |
| Roger Roy Rachul | 1488290 | 2 | 03/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Robert Regas | 2476837 | 1 | 03/04/2008 | Customer Dispute | Denied | $30,400.00 | $0.00 | See FINRA Report |
| Michael Edwin Plooy | 2614093 | 1 | 03/03/2008 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| William Barclay Bohmer | 2632324 | 2 | 12/06/2007 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Peter D Krum | 4007730 | 1 | 09/28/2007 | Customer Dispute | Denied | $17,151.00 | $0.00 | See FINRA Report |
| Karl Harold Miller | 5020805 | 1 | 09/26/2007 | Customer Dispute | Denied | $7,987.81 | $0.00 | See FINRA Report |
| Chad Michael Thomley | 2270017 | 2 | 09/26/2007 | Customer Dispute | Denied | $7,987.81 | $0.00 | See FINRA Report |
| Craig Eugene Satterfeal | 4671663 | 1 | 06/19/2007 | Customer Dispute | Closed-No Action | $18,345.00 | $0.00 | See FINRA Report |