Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred William Todd | 2572185 | 2 | 12/12/2008 | Customer Dispute | Settled | $13,990.50 | $0.00 | See FINRA Report |
| Joseph Francis Miscia | 1591148 | 1 | 12/05/2008 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Eric Philip Berg | 5089580 | 1 | 12/02/2008 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Harold Thomas Leonard | 5309477 | 1 | 11/21/2008 | Customer Dispute | Denied | $7,823.81 | $0.00 | See FINRA Report |
| Geoff Thomas Delahanty | 4900579 | 6 | 11/17/2008 | Customer Dispute | Settled | $16,281.10 | $0.00 | See FINRA Report |
| Timothy Blair Gamrath | 2114605 | 1 | 11/17/2008 | Customer Dispute | Settled | $18,200.00 | $0.00 | See FINRA Report |
| Steven Josef Gundersen | 5162288 | 1 | 10/30/2008 | Customer Dispute | Settled | $73,850.10 | $0.00 | See FINRA Report |
| William Edwin Lagrange | 4401859 | 3 | 10/28/2008 | Customer Dispute | Denied | $66,521.80 | $0.00 | See FINRA Report |
| Ronald Edward Kovac | 1410539 | 1 | 10/06/2008 | Customer Dispute | Denied | $8,667.44 | $0.00 | See FINRA Report |
| Kevin William Ruebesam | 1388480 | 1 | 08/19/2008 | Customer Dispute | Settled | $17,206.60 | $0.00 | See FINRA Report |