Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Roger Grill | 4352205 | 2 | 02/11/2009 | Customer Dispute | Settled | $34,375.90 | $0.00 | See FINRA Report |
| Mark Roger Grill | 4352205 | 2 | 02/11/2009 | Customer Dispute | Settled | $40,731.80 | $0.00 | See FINRA Report |
| Jerry Curtis Reimer | 1776753 | 2 | 02/11/2009 | Customer Dispute | Denied | $20,661.90 | $0.00 | See FINRA Report |
| Benjamin Dean Weerts | 4599640 | 1 | 02/02/2009 | Customer Dispute | Settled | $22,328.50 | $0.00 | See FINRA Report |
| William Barclay Bohmer | 2632324 | 2 | 01/28/2009 | Customer Dispute | Denied | $14,848.10 | $0.00 | See FINRA Report |
| Lafayette David Johnson | 4523821 | 5 | 01/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Thomley | 2270017 | 2 | 01/08/2009 | Customer Dispute | Denied | $35,900.70 | $0.00 | See FINRA Report |
| Lucas James Westby | 5330537 | 1 | 01/08/2009 | Customer Dispute | Denied | $35,900.70 | $0.00 | See FINRA Report |
| Paul Anson White | 4014582 | 1 | 12/26/2008 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Patrick Ryan Wilker | 5389156 | 3 | 12/15/2008 | Customer Dispute | Denied | $159,382.00 | $0.00 | See FINRA Report |