Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shaun Michael Seedhouse | 4528309 | 2 | 08/17/2009 | Customer Dispute | Settled | $64,946.00 | $0.00 | See FINRA Report |
| Eric Lee Beaderstadt | 4951679 | 1 | 06/29/2009 | Customer Dispute | Closed-No Action | $10,400.00 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 06/17/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Kevin Gene Knoernschild | 2095004 | 2 | 05/22/2009 | Customer Dispute | Closed-No Action | $22,418.00 | $0.00 | See FINRA Report |
| Marshall Scott Edelman | 1659710 | 1 | 05/19/2009 | Customer Dispute | Settled | $61,400.00 | $0.00 | See FINRA Report |
| James David Quayle | 2688414 | 1 | 04/27/2009 | Customer Dispute | Denied | $35,787.40 | $0.00 | See FINRA Report |
| David Nathanael Granner | 2199494 | 2 | 04/17/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Williams | 4817826 | 1 | 04/15/2009 | Customer Dispute | Denied | $18,907.30 | $0.00 | See FINRA Report |
| Theodore Ernst Contag | 2464737 | 1 | 04/06/2009 | Customer Dispute | Settled | $19,824.30 | $0.00 | See FINRA Report |
| Kent Scott Larson | 2772853 | 4 | 03/30/2009 | Customer Dispute | Settled | $132,240.00 | $0.00 | See FINRA Report |