Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Molin | 3063831 | 2 | 06/21/2010 | Customer Dispute | Settled | $119,072.00 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 06/21/2010 | Customer Dispute | Settled | $119,072.00 | $0.00 | See FINRA Report |
| Nathanael Stephen Ott | 5143391 | 1 | 06/07/2010 | Customer Dispute | Settled | $17,248.40 | $0.00 | See FINRA Report |
| Thomas Kevin Kyle | 2641565 | 1 | 01/21/2010 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
| Geoff Thomas Delahanty | 4900579 | 6 | 11/12/2009 | Customer Dispute | Closed-No Action | $289,697.00 | $0.00 | See FINRA Report |
| George Lee Andrews | 4747932 | 1 | 10/21/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Benjamin Mortenson | 5497477 | 1 | 10/08/2009 | Customer Dispute | Denied | $8,307.92 | $0.00 | See FINRA Report |
| Roger Roy Rachul | 1488290 | 2 | 09/25/2009 | Customer Dispute | Denied | $19,780.80 | $0.00 | See FINRA Report |
| Dean Allan Kaczorowski | 4631635 | 1 | 09/25/2009 | Customer Dispute | Denied | $20,255.60 | $0.00 | See FINRA Report |
| Shaun Michael Seedhouse | 4528309 | 2 | 08/17/2009 | Customer Dispute | Settled | $9,477.00 | $0.00 | See FINRA Report |