Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Jon Lund | 4966042 | 1 | 01/10/2012 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Joel Adam Brieske | 4817999 | 1 | 09/20/2011 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Renae Vande Brake | 4413134 | 1 | 09/19/2011 | Customer Dispute | Settled | $62,891.40 | $0.00 | See FINRA Report |
| Paul B Bayer | 4702538 | 1 | 07/20/2011 | Customer Dispute | Closed-No Action | $23,558.80 | $0.00 | See FINRA Report |
| David Leslie Edwards | 5499181 | 2 | 03/15/2011 | Customer Dispute | Denied | $6,481.78 | $0.00 | See FINRA Report |
| Timothy Ray Griesse | 1019806 | 3 | 03/07/2011 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Alan Keith Hyatt | 2173915 | 2 | 02/08/2011 | Customer Dispute | Closed-No Action | $34,000.00 | $0.00 | See FINRA Report |
| Eric William Bilger | 2211492 | 1 | 10/04/2010 | Customer Dispute | Denied | $23,913.30 | $0.00 | See FINRA Report |
| Lafayette David Johnson | 4523821 | 5 | 08/10/2010 | Customer Dispute | Settled | $6,817.29 | $0.00 | See FINRA Report |
| Timothy Ray Griesse | 1019806 | 3 | 07/06/2010 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |