Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shanarie Dean Cargile | 7403137 | 2 | 05/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brooke Jackson Harvey | 7453966 | 3 | 05/14/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Jon Busch | 5874924 | 1 | 03/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Hotzler | 7689764 | 1 | 03/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Brown | 6699223 | 6 | 04/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Brown | 6699223 | 6 | 12/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Brooks | 4555034 | 3 | 07/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Brown | 6699223 | 6 | 05/07/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Black | 5190383 | 1 | 04/11/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jessica E Cameron | 7122011 | 1 | 12/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |