Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Barclay Bohmer | 2632324 | 2 | 12/06/2007 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Craig Eugene Satterfeal | 4671663 | 1 | 06/19/2007 | Customer Dispute | Closed-No Action | $18,345.00 | $0.00 | See FINRA Report |
| Darcy Michael Brown | 2332309 | 1 | 02/27/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Reedy | 4148258 | 1 | 03/30/2006 | Customer Dispute | Closed-No Action | $10,500.00 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 07/25/2005 | Customer Dispute | Closed-No Action | $6,834.92 | $0.00 | See FINRA Report |
| Kent Scott Larson | 2772853 | 4 | 10/04/2004 | Customer Dispute | Closed-No Action | $9,800.00 | $0.00 | See FINRA Report |
| Dwight James Vanvleet | 3270164 | 1 | 08/05/2004 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Benjamin John Wedell | 2202040 | 2 | 07/19/2004 | Customer Dispute | Closed-No Action | $157.00 | $0.00 | See FINRA Report |
| David Darwin Collins | 1932366 | 1 | 08/27/2003 | Customer Dispute | Closed-No Action | $37,024.10 | $0.00 | See FINRA Report |
| Lane Earl Albrecht | 2152775 | 2 | 06/09/2003 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |