Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoff Thomas Delahanty | 4900579 | 6 | 11/12/2009 | Customer Dispute | Closed-No Action | $289,697.00 | $0.00 | See FINRA Report |
| Eric Lee Beaderstadt | 4951679 | 1 | 06/29/2009 | Customer Dispute | Closed-No Action | $10,400.00 | $0.00 | See FINRA Report |
| Kevin Gene Knoernschild | 2095004 | 2 | 05/22/2009 | Customer Dispute | Closed-No Action | $22,418.00 | $0.00 | See FINRA Report |
| Terry James Niedfeldt | 1663069 | 1 | 08/07/2008 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |
| Robert Jeffrey Crane | 2287073 | 1 | 08/01/2008 | Customer Dispute | Closed-No Action | $12,800.00 | $0.00 | See FINRA Report |
| Jeffrey Clark Kolzow | 2442318 | 1 | 06/09/2008 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Keith William Sippola | 2834633 | 1 | 03/28/2008 | Customer Dispute | Closed-No Action | $9,050.00 | $0.00 | See FINRA Report |
| Jaime Scott Stantz | 5131229 | 1 | 03/27/2008 | Customer Dispute | Closed-No Action | $36,861.40 | $0.00 | See FINRA Report |
| Kyle Molin | 3063831 | 2 | 03/17/2008 | Customer Dispute | Closed-No Action | $119,072.00 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 03/17/2008 | Customer Dispute | Closed-No Action | $119,072.00 | $0.00 | See FINRA Report |