Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Wayne Mehl | 1727552 | 1 | 11/01/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Rodney Robert Grigg | 3231137 | 1 | 05/17/2007 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Brian Ken Pahnke | 4209365 | 1 | 09/21/2006 | Civil Bond | $0.00 | $0.00 | See FINRA Report |