Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Michael Edmonds | 2234813 | 2 | 02/07/2012 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Byron West Beaber | 5546043 | 1 | 10/13/2011 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Ryan Lance Eckhardt | 2768659 | 1 | 05/07/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Timothy Michael Gerler | 4658343 | 1 | 05/07/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Robert William Whitlach | 5294211 | 1 | 02/09/2010 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Ryan Keith Aschenbeck | 3247586 | 1 | 04/09/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Donald Roy Goldsmith | 4833382 | 1 | 01/16/2009 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Diane Lisa Beckmann | 4470691 | 1 | 09/11/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Bracy | 2826087 | 2 | 05/29/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Jesse Alan Kvitek | 4579080 | 1 | 03/25/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report |