Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rosenblatt Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Lee Wallace | 2585120 | 3 | 05/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Lee Wallace | 2585120 | 3 | 09/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Lee Wallace | 2585120 | 3 | 08/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Davis Kennedy | 3272857 | 1 | 05/01/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |