Our Staff has compiled our research into a database of FINRA Broker Disclosures for FBN Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stewart Pfeiffer | 4089566 | 1 | 03/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Routh | 2779233 | 1 | 05/31/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Elliott Florin | 2639860 | 1 | 08/05/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |