Our Staff has compiled our research into a database of FINRA Broker Disclosures for Trustmont Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kenneth Joseph Kaszak | 1692218 | 5 | 09/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian L Durlach | 2287469 | 7 | 07/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian L Durlach | 2287469 | 7 | 03/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Larry Charles Klingensmith | 1100460 | 1 | 12/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brian L Durlach | 2287469 | 7 | 07/07/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Peter Daniel Dochinez | 1062112 | 3 | 01/07/2004 | Customer Dispute | Settled | $76,372.00 | $0.00 | See FINRA Report |
Brian L Durlach | 2287469 | 7 | 04/18/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
William Henry Shelor | 421244 | 2 | 08/24/2001 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
Donald Will Mercurio | 722354 | 7 | 01/06/2000 | Customer Dispute | Settled | $4,482.00 | $0.00 | See FINRA Report |
Donald Will Mercurio | 722354 | 7 | 09/23/1999 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |