Our Staff has compiled our research into a database of FINRA Broker Disclosures for Trustmont Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence James Hubert | 2000667 | 8 | 11/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Klaus Dieter Kurt Schoening | 414748 | 4 | 07/15/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Joseph James Nicols | 1803892 | 2 | 06/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leslie Marie Persin | 3153313 | 2 | 04/13/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Hubert | 2000667 | 8 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Henry Shelor | 421244 | 2 | 08/05/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Frederick Lawrence Helmick | 3175961 | 1 | 07/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Hubert | 2000667 | 8 | 06/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Lawrence Klander | 1021274 | 5 | 01/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Christopher Johnston | 1051009 | 1 | 12/11/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |