Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maurizio Sgroi | 4639431 | 2 | 10/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cezary Dariusz Gawel | 4930556 | 2 | 09/24/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Bruce Andersen | 1431382 | 1 | 08/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Edwin Kaplan | 1690672 | 2 | 04/16/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hagood Potter | 4209975 | 1 | 04/16/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Norman Risley | 6208255 | 1 | 11/15/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric C Jeglum | 4802822 | 1 | 08/02/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Christopher James | 4110295 | 1 | 01/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Lafleur | 6468437 | 1 | 01/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Okeleye | 4489308 | 1 | 12/02/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |