Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John P Murphy | 856789 | 5 | 11/08/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Nicholas Harrison | 1444522 | 1 | 11/07/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Patrick Frisby | 6215504 | 3 | 10/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Pacha | 4366468 | 3 | 07/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin William Schaefer | 1285303 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dewey Wade Hildebrand | 1032466 | 3 | 11/15/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kelly Lee Snodgrass | 4333100 | 1 | 10/24/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Franklin Moncello | 4223234 | 1 | 09/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurizio Sgroi | 4639431 | 2 | 11/17/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Mulholland | 2190536 | 1 | 11/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |