Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brian Douglas Schnopp | 6189818 | 1 | 07/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Alfred Simkins | 4402240 | 2 | 06/28/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Sengphouvanh Lang Sophanavong | 2910222 | 2 | 05/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Sengphouvanh Lang Sophanavong | 2910222 | 2 | 05/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott Sullivan Delaney | 2978681 | 1 | 05/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel P Gossman | 4315244 | 1 | 03/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Marty Michael Martinez | 3091591 | 4 | 03/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darrell David Sims | 5855588 | 2 | 11/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John P Murphy | 856789 | 5 | 11/13/1990 | Customer Dispute | Settled | $25,000,000.00 | $0.00 | See FINRA Report |
Michael Timothy Williford | 4319386 | 1 | 11/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |