Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Michael Carzoli | 6311203 | 2 | 07/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dana Jon Lundquist | 2269328 | 4 | 06/01/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kathi Jo Brinkley | 5916999 | 2 | 04/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trevor Dior Roseberry | 4207235 | 2 | 04/16/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ronnie Lapella | 4088014 | 1 | 03/14/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John P Murphy | 856789 | 5 | 02/20/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trevor Dior Roseberry | 4207235 | 2 | 01/29/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Edwin Kaplan | 1690672 | 2 | 01/01/1992 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John P Murphy | 856789 | 5 | 09/25/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Grumley | 4944678 | 1 | 07/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |