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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 931-940 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gary George Engelmann4499928209/07/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Owen Francis Landis5735112107/04/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Matthew Carey Merkle4331452105/02/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Theodore Anthony Grieder1629415204/07/1994RegulatoryFinal$0.00$0.00See FINRA Report
James Bradley Tucker1516954103/30/1994Employment Separation After Allegations$0.00$0.00See FINRA Report
Gregg Stanly Brzeski1528388203/01/1994RegulatoryFinal$0.00$0.00See FINRA Report
Yolanda Robinson Harris6681036602/14/1994CriminalFinal Disposition$0.00$0.00See FINRA Report
Annie Cronin2287522402/09/1994Judgment / Lien$0.00$0.00See FINRA Report
Christopher Michael Zelesnick1257500201/06/1994Customer DisputeAward / Judgment$66,260.40$1,400.00See FINRA Report
Yolanda Robinson Harris6681036610/24/1993CriminalFinal Disposition$0.00$0.00See FINRA Report

1,032 Results

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