Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kwame Ndi Mukong | 5759171 | 2 | 10/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Noe Bardomiano Lumbreras | 4961519 | 1 | 10/10/2022 | Customer Dispute | Settled | $13,500.00 | $0.00 | See FINRA Report |
Ryan Adam Lansford | 6105913 | 1 | 10/06/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Bruce Edward Keib | 1388130 | 4 | 09/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Samir Alip Baaklini | 4941278 | 7 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Terry Gene Carter | 6088218 | 2 | 09/15/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Francis Pacha | 4366468 | 3 | 08/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brian William Casey | 5560233 | 1 | 08/17/2022 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
Andras Bullock | 4204967 | 1 | 07/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jason Wayne Smits | 6304808 | 4 | 07/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |