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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kwame Ndi Mukong5759171210/11/2022Judgment / Lien$0.00$0.00See FINRA Report
Noe Bardomiano Lumbreras4961519110/10/2022Customer DisputeSettled$13,500.00$0.00See FINRA Report
Ryan Adam Lansford6105913110/06/2022Customer DisputeSettled$60,000.00$0.00See FINRA Report
Bruce Edward Keib1388130409/29/2022Judgment / Lien$0.00$0.00See FINRA Report
Samir Alip Baaklini4941278709/15/2022Judgment / Lien$0.00$0.00See FINRA Report
Terry Gene Carter6088218209/15/2022CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Francis Pacha4366468308/18/2022FinancialFinal$0.00$0.00See FINRA Report
Brian William Casey5560233108/17/2022Customer DisputeSettled$6,000.00$0.00See FINRA Report
Andras Bullock4204967107/29/2022Judgment / Lien$0.00$0.00See FINRA Report
Jason Wayne Smits6304808407/21/2022Judgment / Lien$0.00$0.00See FINRA Report

1,032 Results

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