Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tara Christine Richards | 6306625 | 1 | 09/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Candice Sue Gilbert | 2237851 | 1 | 06/15/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Renee Sprinthall | 1541117 | 4 | 05/18/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Anthony Steigerwald | 4422700 | 2 | 05/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathi Jo Brinkley | 5916999 | 2 | 05/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Robert Udell | 6642668 | 1 | 05/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lynard Zingale | 4817382 | 1 | 04/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edmund Devore | 2797554 | 13 | 04/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Michael Draina | 6041012 | 2 | 03/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Min Soo Han | 5884800 | 1 | 03/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |