Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roland Mitchell Shoff | 4606591 | 2 | 03/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Barreda | 5358281 | 1 | 02/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Robert Hasenbeck | 1414838 | 2 | 01/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joe Cephus Colvin | 1009612 | 11 | 01/13/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe Cephus Colvin | 1009612 | 11 | 01/13/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Patrick Frisby | 6215504 | 3 | 01/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renee Sprinthall | 1541117 | 4 | 01/04/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joe Cephus Colvin | 1009612 | 11 | 12/30/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Ray McDonald | 5277225 | 4 | 10/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Carl Bransburg | 1003470 | 1 | 09/30/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |