Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Constance Suzanne O'Brien Little | 1935418 | 2 | 03/06/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lindsay Nicole Kempcke | 7336063 | 1 | 03/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curran Siupong Kwan | 3027178 | 1 | 02/07/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Corona | 5376121 | 2 | 01/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Horace Eugene Gaskins | 2628338 | 1 | 01/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Mondelli | 6132324 | 2 | 10/25/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Lynn McQuoid | 5832581 | 1 | 08/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Michael Hashagen | 6690515 | 2 | 05/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carol L Bendik | 2129466 | 2 | 05/18/1999 | Customer Dispute | Settled | $9,050.00 | $0.00 | See FINRA Report |
| Thomas Louis Chiatalas | 1087977 | 1 | 04/23/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |