Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel Frank Lesch | 6434709 | 1 | 08/27/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Michael Chester | 1315082 | 1 | 08/14/2000 | Customer Dispute | Denied | $21,778.10 | $0.00 | See FINRA Report |
Pietro Ungaro | 2210398 | 2 | 06/27/2000 | Customer Dispute | Settled | $58,328.10 | $0.00 | See FINRA Report |
Karen Gaye Hutton | 1835621 | 2 | 06/05/2000 | Customer Dispute | Denied | $13,811.00 | $0.00 | See FINRA Report |
Lawrence Odonnell Hyams | 2956994 | 1 | 05/27/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Theodore Anthony Grieder | 1629415 | 2 | 05/22/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gregory Don Patterson | 2654095 | 3 | 05/22/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jai La Marie Dickerson | 6998794 | 1 | 04/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Mark Caivano | 6334800 | 1 | 04/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jermaine Kenta Matthews | 4279517 | 3 | 04/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |