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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 831-840 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel Frank Lesch6434709108/27/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Michael Chester1315082108/14/2000Customer DisputeDenied$21,778.10$0.00See FINRA Report
Pietro Ungaro2210398206/27/2000Customer DisputeSettled$58,328.10$0.00See FINRA Report
Karen Gaye Hutton1835621206/05/2000Customer DisputeDenied$13,811.00$0.00See FINRA Report
Lawrence Odonnell Hyams2956994105/27/2000Customer DisputeSettled$25,000.00$0.00See FINRA Report
Theodore Anthony Grieder1629415205/22/2000Employment Separation After Allegations$0.00$0.00See FINRA Report
Gregory Don Patterson2654095305/22/2000Employment Separation After Allegations$0.00$0.00See FINRA Report
Jai La Marie Dickerson6998794104/20/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Mark Caivano6334800104/09/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Jermaine Kenta Matthews4279517304/07/2000CriminalFinal Disposition$0.00$0.00See FINRA Report

1,032 Results

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