Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wendy Dawn Mitchell | 4338176 | 1 | 12/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Galinsky | 4433461 | 1 | 12/03/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Gladstone | 2996053 | 2 | 11/07/2001 | Customer Dispute | Denied | $6,390.46 | $0.00 | See FINRA Report |
| David John Adams | 2853872 | 2 | 10/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Corona | 5376121 | 2 | 09/24/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Johnathan Daniel Guay | 4759253 | 2 | 09/17/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Anthony Mares | 2721150 | 2 | 09/14/2001 | Customer Dispute | Denied | $7,337.00 | $0.00 | See FINRA Report |
| Aldo Munoz-Pepi | 6059420 | 2 | 08/30/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle James MacVicar | 6780017 | 1 | 08/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Larkin | 6679571 | 1 | 06/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |