Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence G Perez | 2231045 | 1 | 01/01/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jenifer Sue Brocker | 4198461 | 2 | 12/30/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Turner Clarkson | 2233628 | 1 | 12/26/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James Delis Simmons | 2312500 | 2 | 12/17/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Vienrich | 6676451 | 1 | 11/14/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant William Galliford | 3036771 | 1 | 10/31/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith James Osburn | 1867280 | 1 | 08/29/2002 | Customer Dispute | Settled | $5,109.00 | $0.00 | See FINRA Report |
| James Donald Paterson | 862270 | 4 | 08/14/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Donald Paterson | 862270 | 4 | 08/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marco Cabezas | 6292105 | 1 | 07/31/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |