Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald C Camet | 2752497 | 8 | 01/24/2004 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
Ronald C Camet | 2752497 | 8 | 01/16/2004 | Customer Dispute | Settled | $69,167.60 | $0.00 | See FINRA Report |
Renee Sprinthall | 1541117 | 4 | 12/29/2003 | Customer Dispute | Settled | $13,612.90 | $0.00 | See FINRA Report |
Michael David Curtis | 2255005 | 4 | 10/28/2003 | Customer Dispute | Denied | $92,160.10 | $0.00 | See FINRA Report |
Jimmy Chifong Hsu | 2828343 | 2 | 10/10/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ketan Chhaganlal Patel | 2753742 | 4 | 09/30/2003 | Customer Dispute | Settled | $5,868.59 | $0.00 | See FINRA Report |
Richard Francis Pacha | 4366468 | 3 | 09/11/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Rena Michelle Gilliam | 5118439 | 1 | 08/31/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Paul Hoon Lee | 6181370 | 2 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mark Dewey Hanna | 2505321 | 2 | 07/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |