Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael David Curtis | 2255005 | 4 | 04/24/2004 | Customer Dispute | Closed-No Action | $272,277.00 | $0.00 | See FINRA Report |
Bruce Allen Cumbo | 2702174 | 2 | 04/22/2004 | Customer Dispute | Denied | $738,006.00 | $0.00 | See FINRA Report |
James Edmund Devore | 2797554 | 13 | 04/21/2004 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Gary John Grivner | 2479762 | 2 | 04/20/2004 | Customer Dispute | Closed-No Action | $10,580.00 | $0.00 | See FINRA Report |
Bryan James Baccaro | 1694298 | 1 | 04/12/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Clark Zuker | 3066247 | 1 | 03/17/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Thomas Alexander van Etten | 1905433 | 6 | 03/05/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Salvatore Francesco Vacchiano | 4532785 | 2 | 03/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Karen Gaye Hutton | 1835621 | 2 | 02/10/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Ronald C Camet | 2752497 | 8 | 01/26/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |