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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 751-760 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael David Curtis2255005404/24/2004Customer DisputeClosed-No Action$272,277.00$0.00See FINRA Report
Bruce Allen Cumbo2702174204/22/2004Customer DisputeDenied$738,006.00$0.00See FINRA Report
James Edmund Devore27975541304/21/2004Customer DisputeSettled$500,000.00$0.00See FINRA Report
Gary John Grivner2479762204/20/2004Customer DisputeClosed-No Action$10,580.00$0.00See FINRA Report
Bryan James Baccaro1694298104/12/2004Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Clark Zuker3066247103/17/2004Employment Separation After Allegations$0.00$0.00See FINRA Report
Thomas Alexander van Etten1905433603/05/2004Judgment / Lien$0.00$0.00See FINRA Report
Salvatore Francesco Vacchiano4532785203/05/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Karen Gaye Hutton1835621202/10/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report
Ronald C Camet2752497801/26/2004Customer DisputeSettled$100,000.00$0.00See FINRA Report

1,032 Results

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