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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 731-740 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Felisha Marie Foote6439251103/24/2005CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeanne Lyn Oldham4783143103/22/2005Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Rajesh Khullar1876319203/04/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Ronald C Camet2752497802/17/2005Customer DisputeSettled$130,401.00$0.00See FINRA Report
James Michael Grant4214033112/10/2004Customer DisputeClosed-No Action$20,698.80$0.00See FINRA Report
Dana Jon Lundquist2269328411/19/2004Customer DisputeSettled$200,000.00$0.00See FINRA Report
Richard Benjamin Newfield2575099211/02/2004Customer DisputeDenied$20,812.50$0.00See FINRA Report
Rajesh Khullar1876319211/01/2004Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Marc P Sacco6620927210/27/2004CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Gene Bennett4478966210/20/2004Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

1,032 Results

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