Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Ian Freund | 1321512 | 1 | 08/28/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kyle Rhodes | 6238171 | 1 | 08/22/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian Michael Draina | 6041012 | 2 | 07/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Suzanne Hillary Nitzberg | 1173209 | 1 | 05/30/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bennett Leace | 1137730 | 1 | 04/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Richard Donald Koeth | 862622 | 1 | 04/10/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mark Rodrigues | 1263452 | 2 | 04/08/2007 | Customer Dispute | Settled | $5,012.00 | $0.00 | See FINRA Report |
Michael Jason Poppe | 3012459 | 6 | 04/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Erin Elizabeth Agrati Salvadge | 3182996 | 9 | 01/18/2007 | Customer Dispute | Settled | $12,039.70 | $0.00 | See FINRA Report |
Jill Lee Brumbaugh | 2361108 | 1 | 11/08/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |