Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Jason Poppe | 3012459 | 6 | 05/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian Lee Gladstone | 2996053 | 2 | 05/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Robert Lawerence Riley | 4364013 | 1 | 05/04/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ryan Michael de La Torre | 5000123 | 1 | 03/07/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Stephen Douglas Haywood | 2703413 | 2 | 03/06/2008 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
Stephen Douglas Haywood | 2703413 | 2 | 02/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Michael Angelo Arcentales | 3012798 | 2 | 02/06/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Anthony Lacroix | 1651799 | 2 | 01/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Trevor Kene Litherland | 732572 | 4 | 11/13/2007 | Customer Dispute | Denied | $15,894.60 | $0.00 | See FINRA Report |
Larry Bill Szalawiga | 2586265 | 8 | 09/18/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |