Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Blake D Steiert | 6738668 | 1 | 06/14/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Edmund Devore | 2797554 | 13 | 06/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Christopher Scott Vertesch | 2251862 | 1 | 05/26/2009 | Customer Dispute | Denied | $5,968.70 | $0.00 | See FINRA Report |
Thomas Alexander van Etten | 1905433 | 6 | 05/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Alexander van Etten | 1905433 | 6 | 05/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Alexander van Etten | 1905433 | 6 | 05/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Robert Valente | 2525912 | 4 | 05/14/2009 | Customer Dispute | Settled | $261,000.00 | $0.00 | See FINRA Report |
Jonathan Adam Barrack | 1393944 | 5 | 04/15/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Robert Valente | 2525912 | 4 | 04/07/2009 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
Larry Bill Szalawiga | 2586265 | 8 | 04/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |