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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 631-640 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Blake D Steiert6738668106/14/2009CriminalFinal Disposition$0.00$0.00See FINRA Report
James Edmund Devore27975541306/09/2009Judgment / Lien$0.00$0.00See FINRA Report
Christopher Scott Vertesch2251862105/26/2009Customer DisputeDenied$5,968.70$0.00See FINRA Report
Thomas Alexander van Etten1905433605/15/2009Judgment / Lien$0.00$0.00See FINRA Report
Thomas Alexander van Etten1905433605/15/2009Judgment / Lien$0.00$0.00See FINRA Report
Thomas Alexander van Etten1905433605/15/2009Judgment / Lien$0.00$0.00See FINRA Report
Michael Robert Valente2525912405/14/2009Customer DisputeSettled$261,000.00$0.00See FINRA Report
Jonathan Adam Barrack1393944504/15/2009CivilPending$0.00$0.00See FINRA Report
Michael Robert Valente2525912404/07/2009Customer DisputeDenied$13,000.00$0.00See FINRA Report
Larry Bill Szalawiga2586265804/04/2009Judgment / Lien$0.00$0.00See FINRA Report

1,032 Results

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