Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Clinton Bade | 1686261 | 2 | 12/07/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Larry Bill Szalawiga | 2586265 | 8 | 11/17/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexis Ann Intili | 2925224 | 6 | 11/14/2009 | Customer Dispute | Settled | $37,521.20 | $0.00 | See FINRA Report |
| Dana Jon Lundquist | 2269328 | 4 | 09/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Satterfield Jackson | 4762768 | 6 | 09/09/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Leroy Watson | 4168683 | 4 | 09/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pietro Ungaro | 2210398 | 2 | 09/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edmund Devore | 2797554 | 13 | 08/25/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Schaeffer | 2851695 | 2 | 08/24/2009 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Arthur Todd Stover | 4228887 | 22 | 08/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |