Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Crane Seidl | 6890109 | 1 | 06/25/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 06/10/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| John Winston McGilchrist | 1029958 | 11 | 03/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Schaeffer | 2851695 | 2 | 02/23/2010 | Customer Dispute | Settled | $24,463.10 | $0.00 | See FINRA Report |
| Gregg Stanly Brzeski | 1528388 | 2 | 02/10/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Penelope Wimberly Davis | 2604243 | 2 | 01/21/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Dana Jon Lundquist | 2269328 | 4 | 12/28/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Bill Szalawiga | 2586265 | 8 | 12/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edmund Devore | 2797554 | 13 | 12/21/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Gregory Klages | 4888941 | 2 | 12/18/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |