Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Todd Stover | 4228887 | 22 | 10/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trent D Ferguson | 4026085 | 2 | 10/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Allan Ferber | 1129936 | 3 | 09/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ural Patrick Jackson | 5611792 | 1 | 09/09/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Paul Gaylord | 1979948 | 1 | 08/26/2010 | Customer Dispute | Denied | $25,445.00 | $0.00 | See FINRA Report |
| Robert Scott Helleen | 731854 | 1 | 08/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Prosser | 4223157 | 1 | 08/19/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dalton | 831148 | 1 | 08/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edmund Devore | 2797554 | 13 | 07/16/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Clinton Bade | 1686261 | 2 | 07/02/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |