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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 581-590 out of 1,032 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Winston McGilchrist10299581102/22/2011Judgment / Lien$0.00$0.00See FINRA Report
Elizabeth Mary Hanlon4226938101/13/2011RegulatoryFinal$0.00$0.00See FINRA Report
William O Ihaza1765292112/15/2010Judgment / Lien$0.00$0.00See FINRA Report
Kevin A Barnett6603878112/07/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Alexis Ann Intili2925224612/02/2010Customer DisputeSettled$93,552.00$0.00See FINRA Report
Marty Michael Martinez3091591411/24/2010Customer DisputeSettled$1,200,000.00$0.00See FINRA Report
Takiyah Cyreatha Bryant4444591111/23/2010Judgment / Lien$0.00$0.00See FINRA Report
Tim Allen Kruse4074633111/19/2010RegulatoryFinal$0.00$0.00See FINRA Report
Larry Bill Szalawiga2586265810/28/2010Judgment / Lien$0.00$0.00See FINRA Report
Bradley Brian Ooms4581385110/14/2010Employment Separation After Allegations$0.00$0.00See FINRA Report

1,032 Results

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