Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Winston McGilchrist | 1029958 | 11 | 02/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Elizabeth Mary Hanlon | 4226938 | 1 | 01/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William O Ihaza | 1765292 | 1 | 12/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin A Barnett | 6603878 | 1 | 12/07/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alexis Ann Intili | 2925224 | 6 | 12/02/2010 | Customer Dispute | Settled | $93,552.00 | $0.00 | See FINRA Report |
Marty Michael Martinez | 3091591 | 4 | 11/24/2010 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
Takiyah Cyreatha Bryant | 4444591 | 1 | 11/23/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tim Allen Kruse | 4074633 | 1 | 11/19/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Larry Bill Szalawiga | 2586265 | 8 | 10/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Bradley Brian Ooms | 4581385 | 1 | 10/14/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |